2025 Whistleblowing and Incident Management Benchmark Webinar

As one of the earliest ethics officers in the industry, Carrie Penman previously served four years as deputy director of the Ethics and Compliance Officer Association, now ECI. A scientist by training, she developed and directed the first corporate-wide global ethics program at Westinghouse Electric Corporation between 1994 and 1999. Carrie now leads NAVEX’s risk management processes and oversees its internal ethics and compliance program.   

Carrie has extensive client-facing risk and compliance consulting experience, including more than 15 years as an adviser to boards and executive teams. Carrie was awarded the inaugural Lifetime Achievement Award for Excellence in Compliance 2020 by Compliance Week magazine. In 2017, she received the ECI’s Carol R. Marshall Award for Innovation in Corporate Ethics for an extensive career contributing to the advancement of the ethics and compliance field worldwide.

Anders transitioned from a career in banking to join NAVEX in 2020 as the company’s inaugural data scientist. Since then, he has been instrumental in enhancing the data ecosystem, leveraging his expertise in applied economics to analyze and improve compliance-related human behavior data.

Since then, he has been instrumental in enhancing the data ecosystem and building out the Data Science team, bringing together experience in pure mathematics, engineering, applied social sciences, and machine learning engineering.

As the former Chief of the Office of the Whistleblower and Senior Officer in the Division of Enforcement at the Securities and Exchange Commission (SEC), and a former Special Agent with the United States Secret Service, Jane Norberg brings her extensive civil and criminal government experience to help clients navigate enforcement, governance, regulatory and compliance issues, especially those associated with whistleblowers.

Spotlighted by CNN as an “$800 million top cop”, recognized by Securities Docket as an “Enforcement Elite”, and shortlisted by Global Investigations Review as “Investigator of the Year”, Jane brings her unique governmental background and insights to assist clients in bringing internal investigations and government enforcement actions to a successful resolution.