Department of Justice Evaluation of Corporate Compliance Programs Checklist

About this Checklist

The updated 2020 DOJ guidance for ethics and compliance programs represents a critical roadmap for compliance program improvement and effectiveness. Use this 20-point checklist to begin aligning your compliance program with the latest DOJ guidance.

1. For anyone responsible for:

   Enterprise risk and compliance management

2. Learn about the DOJ’s risk and compliance expectations for:

   • Risk assessment
   • Policies and procedures
   • Compliance training
   • Third-party risk management
   • Internal reporting

3. Page length:

   2 pages

Read the Checklist