Getting Started with Compliance: An Essential Checklist for SMBs

About this Checklist

This checklist covers the essentials for SMBs in getting started with compliance. Including key activities such as establishing a whistleblowing hotline, developing a code of conduct, implementing ethics and compliance training, and organizing policy and procedure management, this checklist is designed for your SMB to get started quickly.

1. For anyone responsible for:

   • SMB compliance management
   • Human resources
   • Risk and compliance management

2. What you'll learn:

   • Core elements to establishing a compliance program
   • Resources to track your compliance requirements
   • Areas of risk and compliance for your SMB to focus on

3. Page length:

   3

Read the Checklist